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Securities Litigation & Enforcement

Securities Litigation & Enforcement

In today's complex financial markets, companies, executives, and financial institutions
face increased scrutiny from regulatory agencies and private litigants. Our Securities
Litigation & Enforcement team has the experience and insight to help clients navigate these challenges, whether defending against shareholder lawsuits, responding to regulatory investigations, or managing corporate governance disputes.


Our attorneys represent clients in a wide range of securities matters, including:
■ Defense of class actions and derivative lawsuits involving claims of securities fraud or misrepresentation
■ Regulatory investigations and enforcement actions initiated by the SEC, FINRA, DOJ,
and other federal and state agencies
■ Internal investigations into corporate governance, disclosure practices, and insider
trading
■ Advising boards and management on regulatory compliance and risk mitigation
strategies
■ Representation in shareholder derivative suits and disputes arising from M&A
transactions or IPOs


With deep expertise across industries, our team of litigators and former regulators
brings a unique perspective to defending against complex securities claims and
achieving favorable outcomes. We are committed to protecting our clients' interests
while minimizing the business disruption and financial risks associated with litigation
and regulatory scrutiny.


Whether responding to an investigation, preparing for trial, or negotiating a favorable
resolution, our Securities Litigation & Enforcement team provides strategic counsel every step of the way.

All-Star Team Members with Experience in Securities Litigation & Enforcement:

Mark Mandel, Esq.

Partner

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